IA Act Unwrapped™ - Level 1

Stay current with daily developments from the SEC’s Division of Investment Management, OCIE, and Enforcement staff with links to Releases, speeches and information related specifically to investment advisers. Brightline Solutions™ sorts through all of the data released by the SEC on a daily basis and categorizes the information for ease-of-use. This saves you time and money and keeps you current with all new developments, offered in a single, easy-to-access, relational database set up in a matrix form, which is updated every time the SEC issues new Releases or information.

With IA ACT Unwrapped™ Level 1, you can

• Review your firm’s own policies and procedures with access to current rules and relevant no-action letters, cross-referenced within the matrix
  
  
• Review SEC guidance in specific areas, such as guidance regarding the recently amended Custody Rule and the new Pay-to-Pay Rule
  
  
• Analyze your firm’s risk in any specific area under the Investment Advisers Act
  
  
• Confirm that you have made the appropriate disclosures and retain required records for rules such as proxy voting and the newly amended custody rule
  
  
• Stay on top of current developments related to the Investment Advisers Act, such as new rule proposals
  
  
• Access final rule Releases where you can read "between-the-lines" to see what the SEC’s intent was in adopting and amending a rule in its most current format
  
  
• Read final rule Releases and pertinent No-action letters in full and/or summary format, with access to a full-text searchable database of the information offered specifically in Level 1
  
  
• Use the Level 1 Testing area as a guide for your firm’s annual review of all areas falling under the Investment Advisers Act
  
  
• Access the full text of the Investment Advisers Act of 1940, which enables you to review and cross-reference specific rules to the sections of the Act under which they were promulgated

Anyone who is serious about maintaining a culture of compliance within an investment advisory firm needs access to this product on a daily basis! It will become your go-to website for all news and information related specifically to investment advisers. Click here for specific information about all components in IA ACT Unwrapped™.

For more information about IA ACT Unwrapped™ Level 1 please email Brightline Solutions™ at Info@BrightlineSolutions.com, or call us at . To purchase IA ACT Unwrapped™ Level 1, please click here.