Compliance Training CAN be fun!
COMPLIANCE-OPOLY
for Investment Advisers™
- Move around the board landing on Advisers Act Rules
- Answer Questions related to all aspects of compliance under the Advisers Act
- Correct answers allow you to be paid Compliance Bucks
- Purchase Investment Advisory Firms with your Compliance Bucks – others pay you rent!
- Wrong answers result in Deficiencies
- Too many Deficiencies get you sent to Enforcement - spend time in Jail with Bernie Madoff!
Compliance-Opoly for Investment Advisers™
Score Card
See where additional compliance training may be necessary!